Operations Compliance Workshop

Wednesday and Thursday, Aug. 19-20 - Columbia

4 Ways to Register 

Online Registration
Online
  Phone
Phone 573-636-8151
  Fax Registration
Fax 573-634-2754
  Mail Registrations
Mail to:
MBA 
PO Box 57
Jefferson City, MO
65102
Print seminar brochure.

About The Workshop

The MBA Operations Compliance Workshop is designed for bankers who must ensure their bank’s compliance with federal and state laws and regulations affecting the operations function. The two-day workshop will cover federal issues on the first day and state laws and regulations on the second day. A comprehensive, plain-language resource manual for each day will enable you to take the facts back to the bank for future reference. These manuals are kept updated by the MBA as laws and regulations change.

Topics - Federal Operations Compliance

REG E - Election Funds Transfers

  • disclosure requirements
  • consumer liability
  • error resolution
Reg CC - Funds Availability

  • availability requirements
  • disclosure requirements
  • exception holds
Deposit Requirements

  • definitions and restrictions
  • NOW account eligibility
FDIC Insurance

  • account categories
  • bank records
Bank Secrecy Act

  • currency transaction reporting
  • $3,000 record-keeping requirements
  • funds transfer record-keeping requirements
  • beneficial ownership requirements
  • exempt persons
  • suspicious activity requirements
Security Devices & Procedures

  • general requirements
  • board involvement
Reg DD - Truth-In-Savings

  • disclosures and notices
  • periodic statements
  • advertising
  • interest calculations

Topics - Missouri Operations Compliance

Managing Deposit Accounts

  • titling and opening
  • termination
  • control
Checks

  • post-dated and stale checks
  • forged signatures and endorsements
  • stop payment
  • comparative fault
  • midnight deadline
Fees and Charges

Garnishments

  • summons
  • federal requirements
  • answers
Right to Financial Privacy

  • requests from government agencies
  • exceptions
Unclaimed Property

  • determining
  • reporting
Record Retention

  • general rules
Displaying Notices

  • bank notices
  • employee notices
Safe Deposit Boxes

  • rentals and access
  • contents ownership
  • unpaid rent
  • death of renter

Presenters

John Klebba
President and General Counsel
Legends Bank, Linn

Bryan Bradley
Vice President of Compliance Services
Missouri Bankers Association, Jefferson City

Continuing Education

This program has been submitted for CRCM credits.

For More Information

Contact the MBA Education Department at 573-636-8151 or email.

Date and Location

Wednesday &Thursday, Aug. 19-20
Courtyard by Marriott
3301 Lemone Industrial Blvd.
Columbia
573-443-8000

Hotel Information

Workshop participants should contact the The Courtyard by Marriott directly for reservations at 573-443-8000. The special group rate of $104 plus tax, per room, per day, single or double occupancy is available. Be sure to state you are attending the Missouri Bankers Association’s Operations Compliance Workshop. 

A block of rooms is reserved for this meeting until Monday, July 27. After the cut-off date, availability is not guaranteed and room rates may revert to published rate. Early reservations are encouraged!

Schedule

The schedule for each day follows.
7:30 a.m.  Breakfast 
8 a.m.  Registration 
8:30 a.m.  Program Begins 
Noon  Lunch 
1 p.m.  Program Resumes 
4:30 p.m.  Adjournment 

Registration Fees

Participants may register for one or both days of the workshop. The registration fee is per person per day.

   One-Day Fee Two-Day Fee 
Member Fee   $285 $570
Nonmember Fee   $1,140  $2,280

The cost of lunch included in this registration fee for this seminar is $30 per person per day. This information is provided for your bank's tax records, in keeping with the IRS 50% deductible provisions under Section 274(n) of the Internal Revenue Code.

Cancellation/Refunds

Full refunds will be granted for cancellations received by MBA at least 10 days before the seminar date. After that date, an administrative fee of $15 per canceled registration will be retained. Cancellations will not be accepted four days before the seminar. Substitutions are always permitted.

Dress Attire

Dress is business casual. It is recommended that you bring a sweater or jacket to the sessions. Meeting room temperatures and personal comfort zones vary widely.

Disabilities and Dietary Restrictions

If you have any disabilities that require special assistance, contact Cindy Foltz at MBA at 573-636-8151 and explain how we may best accommodate your needs.