Operations Compliance Workshop

Tuesday and Wednesday, May 14-15 | Columbia

About The Workshop

The MBA Operations Compliance Workshop is designed for bankers who must ensure their bank’s compliance with federal and state laws and regulations affecting the operations function. The two-day workshop will cover federal issues on the first
day and state laws and regulations on the second day. A comprehensive, plain language resource manual for each day will enable you to take the facts back to the bank for future reference. These manuals are updated by the MBA as laws and regulations change.

Day One - Federal Operations Compliance

REG E - Election Funds Transfers

  • disclosure requirements
  • consumer liability
  • error resolution

  • availability requirements
  • disclosure requirements
  • exception holds
Deposit Requirements

  • definitions and restrictions
FDIC Insurance
  • account categories
  • bank records
Bank Secrecy Act

  • currency transaction reporting
  • exempt persons
  • suspicious activity requirements
  • $3,000 record-keeping requirements
  • funds transfer record-keeping requirements
  • beneficial ownership requirements
Security Devices & Procedures

  • general requirements
  • board involvement
Reg DD - Truth-In-Savings

  • disclosures and notices
  • periodic statements
  • advertising
  • interest calculations

Day Two - Missouri Operations Compliance

Managing Deposit Accounts

  • titling and opening
  • control
  • termination

  • post-dated and stale checks
  • stop payment
  • forged signatures and endorsements
  • comparative fault
  • midnight deadline
Fees and Charges

  • summons
  • answers
  • federal requirements
Right to Financial Privacy

  • requests from government agencies
  • exceptions
Unclaimed Property

  • determining
  • reporting
Record Retention

  • general rules
Displaying Notices

  • bank notices
Safe Deposit Boxes

  • rentals and access
  • contents ownership
  • unpaid rent
  • death of renter


John Klebba
Chairman and CEO
Legends Bank, Linn

Terri D. Thomas, JD
Senior Vice President - Legal Department Director
Kansas Bankers Association, Topeka

Bryan Bradley
Vice President of Compliance Services
Missouri Bankers Association, Jefferson City

Carol Barnett
Senior Vice President of Compliance Services
Missouri Bankers Association, Jefferson City

Professional Certification

submitted for CRCM credits

ABA Professional Certifications

American Bankers Association (ABA) Professional Certifications has approved Operations Compliance Workshop for 15.75 CRCM, 3.75 CAFP credits. APPROVED NON-ABA CE search for training will appear as Missouri Bankers Association | Operations Compliance Workshop

For More Information

Contact the MBA Education Department at 573-636-8151 or email.


Holiday Inn Exec Center
2200 Interstate 70 Drive SW
Columbia, MO 65203


8 a.m.  Registration
8:30 a.m.  Program Begins
Noon Lunch 
1 p.m. Program Resumes 
4:30 p.m. Adjournment 

Four Ways to Register

register icon    Online             
phone icon    Phone 573-636-8151 
mail icon    Mail check payable to Missouri Bankers Association and form to:
Missouri Bankers Association
P.O. Box 57
Jefferson City, MO 65102

Registration Fees

Participants may register for one or both days of the workshop. The member registration fee is $295 per person, per day. The nonmember fee is $1,180 per person, per day.

The cost of meals included in this registration fee for this meeting is $30 per person, per day. This information is provided for your bank’s tax records, in keeping with the IRS 50% deductible provisions under Section 274(n) of the Internal Revenue Code.


Full refunds will be granted for cancellations received by MBA at least 10 days before the seminar date. After that date, an administrative fee of $15 per canceled registration will be retained. Cancellations will not be accepted four days before the seminar. Substitutions are always permitted.

Hotel Information

Workshop participants should contact the The Holiday Inn Exec Center directly for reservations at 573-445-8531. The special group rate of $129 plus tax, per room, per day, single or double occupancy is available.

Be sure to state you are attending the Missouri Bankers Association’s Operations Compliance Workshop. A block of rooms is reserved for this meeting until April 13, 2024. After the cut-off date, availability is not guaranteed and room rates may revert to published rate. Early reservations are encouraged!

Disabilities & Dietary Restrictions

If you have any disabilities or dietary restrictions, please contact Eric Lawson at 573-636-8151.

Dress Attire

Dress is business casual. It is recommended that you bring a sweater or jacket to the sessions. Meeting room temperatures and personal comfort zones vary widely.